Manager, Compliance - Stockbroking

Job Description Reporting to: Senior Manager/ Head of Compliance. Role Overview: The Manager, Compliance will be responsible for ensuring adherence to regulatory guidelines and internal policies in the stock broking business. This role involves managing compliance processes, conducting risk assessments, and liaising with regulators to uphold the highest standards of market integrity. Key Responsibilities: ● Oversee day-to-day compliance activities, ensuring alignment with MCX, SEBI,NSE, BSE, CD…