Securities & Derivatives Manager

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Job Overview

The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities

Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations

Formulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goals

Serve as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clients

Escalate control gaps and issues to senior management as needed

Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses

Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures

Act as an advisor to new/junior staff

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications

12+ years of relevant experience

Required licensing/registration: Series 7, Series 9, Series 10, Series 63

Experience in a securities transactions processing role

In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues

Previous people management experience

Consistently demonstrates clear and concise written and verbal communication skills

Education

Bachelor’s Degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group

Operations - Transaction Services

Job Family

Securities and Derivatives Processing

Time Type

Most Relevant Skills

Please see the requirements listed above.

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.