Compliance Executive

WE ARE HIRING \| Compliance Executive / Compliance Manager

Company

Sawalsha Leasing and Finance Pvt Ltd

Industry

NBFC / Financial Services

Location

Gurugram, Haryana

Department

Compliance

Key Responsibilities

• Ensure compliance with applicable RBI guidelines, NBFC regulations, and other statutory and regulatory requirements.

• Monitor regulatory updates and ensure timely implementation of changes in internal policies, procedures, and compliance practices.

• Manage regulatory filings, returns, and submissions to RBI and other relevant authorities within prescribed timelines.

• Ensure adherence to KYC, AML, customer due diligence, and applicable customer protection requirements.

• Maintain statutory records, compliance registers, regulatory documents, and other compliance-related records.

• Coordinate and assist in internal audits, statutory audits, regulatory inspections, and timely closure of audit observations.

• Review and update internal compliance policies, SOPs, and compliance manuals in line with applicable regulatory requirements.

• Monitor compliance with fair practices, lending regulations, and applicable customer protection guidelines.

• Prepare compliance reports, MIS, and regulatory updates for senior management, and support Board and Committee meetings, including agendas, minutes, and resolutions, wherever applicable.

• Identify compliance risks, coordinate with internal departments and external auditors, and recommend corrective actions to strengthen the organisation's compliance framework.
• Required Qualifications \& Skills

• Graduate or postgraduate in Finance, Commerce, Law, or a related field, with relevant experience in compliance within an NBFC, banking, fintech, or financial services organisation.

• Good understanding of RBI guidelines, NBFC regulations, KYC, AML, customer due diligence, and statutory compliance requirements.

• Knowledge of regulatory reporting, compliance documentation, audit procedures, internal policies, and applicable lending regulations.

• Strong analytical, communication, coordination, and documentation skills, with proficiency in MS Excel and preparation of compliance reports.

• Preferred: Candidates with hands-on NBFC compliance experience and a strong understanding of RBI regulatory requirements.

Interested candidates can share their updated CV at: hr@paisaboxx.com

Contact No -8796881031

Join Sawalsha Leasing and Finance Pvt Ltd and contribute to strengthening our regulatory compliance framework.

Work Location

In person