Sr Compliance Officer (Merchant Banking-Qualified CS)

Globelance · Mumbai

Pagaar₹10L–15Lsaal, jaisa likha hai

KahanMumbaiMaharashtra

TypeInternship

Posted30 Sep21 din pehle, Adzuna se

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Senior Compliance Officer - merchant banking Location: Mumbai, India Budget: Up to ₹15 LPA Experience Level: Senior Level Key Responsibilities: Ensure compliance with regulatory requirements and internal policies for all merchant banking operations. Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks. Conduct regular compliance audits and assessments to identify potential risks and areas for improvement. Develop and implement compliance programs and…

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