Jobs›Compliance Officer, Mumbai

Sr Compliance Officer (Merchant Banking-Qualified CS)

Globelance · Mumbai
Pay₹10L–15La year, as listed
WhereMumbaiMaharashtra
TypeInternship
Posted30 Sep24 days ago, via Adzuna
Kaam checked
No fee, deposit or pay-to-apply signs
Good spoken and written English expected
Day work
No vehicle or licence needed
About this job

Senior Compliance Officer - merchant banking Location: Mumbai, India Budget: Up to ₹15 LPA Experience Level: Senior Level Key Responsibilities: Ensure compliance with regulatory requirements and internal policies for all merchant banking operations. Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks. Conduct regular compliance audits and assessments to identify potential risks and areas for improvement. Develop and implement compliance programs and…

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