GL
Sr Compliance Officer (Merchant Banking-Qualified CS)
Globelance · Mumbai
Pay₹10L–15La year, as listed
WhereMumbaiMaharashtra
TypeInternship
Posted30 Sep24 days ago, via Adzuna
Kaam checked
No fee, deposit or pay-to-apply signs
Good spoken and written English expected
Day work
No vehicle or licence needed
About this job
Senior Compliance Officer - merchant banking Location: Mumbai, India Budget: Up to ₹15 LPA Experience Level: Senior Level Key Responsibilities: Ensure compliance with regulatory requirements and internal policies for all merchant banking operations. Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks. Conduct regular compliance audits and assessments to identify potential risks and areas for improvement. Develop and implement compliance programs and…
Similar jobs in Mumbai9 liveSee all →
Compliance Officer - NPSPPFAS Mutual Fund · Mumbaivia Adzuna
Tele Sales Executive (Demat), Sr. Compliance Officer (DP & BSE, NSE)Heylus Hr · Mumbai(Vile Parle +1)via Naukri
Sr Compliance Officer (Broking Industry)Globelance · Mumbaivia Adzuna
Compliance Officer (Broking)Roots Recruitment · Mumbai(Vile Parle East)via Naukri
Investment Banking - Compliance OfficerBeyond Border Consultants · Mumbaivia Adzuna
Chief Compliance Officer,Hector & Streak Consulting · Mumbaivia Naukri
Never pay to get work. If a listing asks for a fee, it is a scam. The ten signs →