Jobs›Compliance Officer, Mumbai

Compliance Officer (merchant banking/ SEBI/Capital market regulation)

Careerbloc · Mumbai
Pay₹6L–15La year, as listed
WhereMumbaiMaharashtra
TypeFull time
Posted21 Sep18 days ago, via Adzuna
About this job

About the Opportunity A dynamic player in the Indian merchant banking and financial services sector, we specialize in facilitating capital raising, M&A advisory, and regulatory compliance for high-growth enterprises and institutional clients. Our Compliance Officer plays a pivotal role in safeguarding the firm’s reputation, ensuring adherence to financial regulations, and enabling seamless transaction execution under SEBI, RBI, and FEMA frameworks. Role & Responsibilities Monitor and ensure com…

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