Sr Compliance Officer (Broking Industry)

Compliance Officer Location: Mumbai Experience: Minimum 2 years Salary Range: Up to ₹12 LPA Key Responsibilities Regulatory Compliance: Ensure compliance with all relevant laws, regulations, and guidelines set forth by regulatory bodies governing the broking industry. Licensing Process: Oversee the full licensing process, including application submissions, renewals, and communications with regulatory authorities. Policy Development: Develop, implement, and maintain compliance policies and proce…